-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkWD8EUcd23GtO0TqO5ZQQ6KFQSbETzb5S4An3vT+Y5SMaJLaM2/0cFWRpuiT12v RkFt2a4TMAW3DinSrWLmFw== 0000950135-01-000752.txt : 20010223 0000950135-01-000752.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950135-01-000752 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: J.STUART MOORE EIGHT YEAR QUALIFIED GROUP MEMBERS: MOORE J STUART SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49683 FILM NUMBER: 1544640 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOORE J STUART CENTRAL INDEX KEY: 0001031537 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DRIVECAMBRIDGE CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 b38311smsc13ga.txt SAPIENT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. 4)(1) Sapient Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 803062 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ----------------------- --------------------- CUSIP NO. 803062 10 8 SCHEDULE 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) J. Stuart Moore - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 16,654,172 shares (Includes 7,314,138 shares SHARES held by the J. Stuart Moore Eight Year BENEFICIALLY Qualified Annuity Trust - 1996, of which Mr. OWNED BY Moore is the sole Trustee.) EACH ------------------------------------------------------- REPORTING 6. SHARED VOTING POWER PERSON WITH: 0 shares. Mr. Moore's wife shares voting control over 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996 of which she is co-trustee. ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 16,654,172 shares (Includes 7,314,138 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996, of which Mr. Moore is the sole Trustee.) ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 2,606,044 shares (Comprised of shares held by the J. Stuart Moore Remainder Trust - 1996. Mr. Moore is a co-trustee of this trust and shares dispositive power over the shares held by the trust.) Mr. Moore's wife shares dispositive control over 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996, of which she is a co-trustee. - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Mr. Moore has or shares voting or investment control over 19,260,216 shares (Includes 7,314,138 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 and 2,606,044 shares held by the J. Stuart Moore Remainder Trust - 1996.) Mr. Moore's wife has or shares voting or investment control with respect to 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996 of which she is a co-trustee. Mr. Moore disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.9% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON * IN ================================================================================ *SEE INSTRUCTION BEFORE FILLING OUT! 3 - ----------------------- --------------------- CUSIP NO. 803062 10 8 SCHEDULE 13G Page 3 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) J. Stuart Moore Eight Year Qualified Annuity Trust- 1996 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 7,314,138 shares (voting control of these SHARES shares is held by Mr. Moore, the sole trustee BENEFICIALLY of the trust). OWNED BY ------------------------------------------------------- EACH 6. SHARED VOTING POWER REPORTING PERSON 0 shares. WITH: ------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 7,314,138 shares (voting control of these shares is held by Mr. Moore, the sole trustee of the trust). ------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,314,138 shares are held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996. - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON * OO ================================================================================ *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP NO. 803062 10 8 Page 4 of 8 Pages ITEM 1(a) NAME OF ISSUER: Sapient Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE: One Memorial Drive Cambridge, Massachusetts 02142 ITEM 2(a) NAME OF PERSON FILING: J. Stuart Moore for himself and on behalf of the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: J. Stuart Moore c/o Sapient Corporation One Memorial Drive Cambridge, MA 02142 The J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 receives its mail c/o Mr. Moore. ITEM 2(c) CITIZENSHIP: Mr. Moore is a citizen of the United States of America. The J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 is organized under the laws of the Commonwealth of Massachusetts. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share. 5 CUSIP NO. 803062 10 8 Page 5 of 8 Pages ITEM 2(e) CUSIP NUMBER: 803062 10 8 ITEM 3 DESCRIPTION OF PERSON FILING: Not applicable. ItEM 4 OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: Mr. Moore has or shares voting or investment control over 19,260,216 shares (Includes 7,314,138 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 and 2,606,044 shares held by the J. Stuart Moore Remainder Trust - 1996). Mr. Moore's wife has or shares voting or investment control with respect to 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996, of which she is a co-trustee. Mr. Moore disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. The J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 holds 7,314,138 shares. (b) PERCENT OF CLASS: Mr. Moore has or shares voting or investment control over shares representing 15.9% of the issuer's outstanding stock. The J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 holds shares representing 6.0% of the issuer's outstanding stock. 6 CUSIP NO. 803062 10 8 Page 6 of 8 Pages (c) NUMBER OF SHARES AS TO WHICH PERSON HAS: (i) sole power to vote or to direct the vote: Mr. Moore has sole power to direct the vote of 16,654,172 shares. (Includes 7,314,138 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996, of which Mr. Moore is the sole trustee.) (ii) shared power to vote or to direct the vote: Mr. Moore has shared power to direct the vote of 0 shares. Mr. Moore's wife shares voting control over 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996, of which she is a co-trustee. (iii) sole power to dispose or to direct the disposition of: Mr. Moore has sole power to dispose of 16,654,172 shares. (Includes 7,314,138 shares held by the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996, of which Mr. Moore is the sole trustee.) (iv) shared power to dispose or to direct the disposition of: Mr. Moore has shared dispositive power over 2,606,044 shares (Comprised of shares held by the J. Stuart Moore Remainder Trust - 1996. Mr. Moore is a co-trustee of this trust and shares dispositive power over the shares held by the trust.) Mr. Moore's wife shares dispositive control over 62,706 shares held by the J. Stuart Moore Irrevocable Trust - 1996, of which she is a co-trustee. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: During the term of the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996, Mr. Moore is the only beneficiary of such trust. Mr. Moore's children are the beneficiaries of the J. Stuart Moore Remainder Trust-1996. Mr. Moore's wife and children are the beneficiaries of the J. Stuart Moore Irrevocable Trust-1996. 7 CUSIP NO. 803062 10 8 Page 7 of 8 Pages ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10 CERTIFICATION: Not applicable. 8 CUSIP NO. 803062 10 8 Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 14, 2001 /s/ J. Stuart Moore -------------------------------------- J. Stuart Moore, individually and as a trustee of the J. Stuart Moore Eight Year Qualified Annuity Trust - 1996 and the J. Stuart Moore Remainder Trust-1996 /s/ Paul E. George -------------------------------------- Paul E. George, Esq., as co-trustee of the J. Stuart Moore Remainder Trust-1996 and the J. Stuart Moore Irrevocable Trust-1996 -----END PRIVACY-ENHANCED MESSAGE-----